Scanning Transmission Electron Microscopy of Alternative Gate Dielectrics
Susanne Stemmer (

)
Materials Department, University of California, Santa Barbara, CA 93106, USA
Continued scaling of silicon technology requires a paradigm shift in the
materials used as gate dielectric in complementary metal-oxide-semiconductor
(CMOS) devices. Currently, alternative dielectrics, such as ZrO2, HfO2, Y2O3
and their alloys with SiO2 or Al2O3, are being investigated. High-resolution
analytical capabilities afforded by scanning transmission electron microscopy
techniques are essential in analyzing interface stability and defects in these
ultrathin layers. Z-contrast imaging is used to obtain atomic resolution
images that are chemically sensitive and to position the probe for electron
energy-loss spectroscopy (EELS). EELS is used to measure composition and
bonding across the gate dielectric. The near-edge fine-structure of EELS
edges can be used to fingerprint phase formation and nonstoichiometry.
Conventional high-resolution transmission electron microscopy is used to
investigate crystallization. We show that MBE ZrO2/Si annealed under
moderately oxidizing conditions form a low-k interfacial SiO2 layer through
oxygen diffusion through the ZrO2 and silicon consumption at the interface.
Layers annealed under moderately reducing conditions do not show extensive
SiO2, formation, whereas layers annealed under even lower oxygen partial
pressures form an interfacial silicide, consistent with thermodynamic
estimates. In contrast to ZrO2, CVD grown Y2O3 films show extensive silicate
formation upon annealing, through Si diffusion into the dielectric and due to
excess oxygen in the films. We show that thin films transform to an amorphous
yttrium silicate upon annealing, whereas thicker films form an interfacial
silicate and crystalline Y2O3 on the surface. We will discuss possible
mechanisms, in particular the role of crystallization, to explain the observed
results.